Axos Clearing, LLC

The four regulations proposed by the SEC and the resource of S3 which clients can leverage to keep informed about such changes in the industry.

Clients of all age ranges and demographics expect advisory firms to be on the cutting edge of technology and that’s particularly true of Gen Z. #genZ

Clearinghouses are often viewed as the middlemen of financial markets, and the services they provide are essential. #clearing 

Companies are looking to increase organizational efficiency, enhance the customer experience and create the full technology ecosystem to do so. #tech

Doug and Jeremy break down risk management and how Axos Clearing approaches its measurement amongst various clients. 

A real-time messaging standard such as the FIX protocol delivers robust methods of high-speed communication. #data 

It’s essential to align with a partner who is focused on your success and can provide the solutions and technology to help your business thrive

If you avoid these common mistakes, switching custodians can be a painless and productive process. #custodians #change 

If your contract with your clearing firm is due for renewal, we have a few suggestions about what to consider. #clearing 

How clearing houses in general should be thinking about them and how technology can enhance what a clearing firm can offer to broker-dealers. 

The importance of choosing the right partner for now and into the future. Why do firms choose a specific clearing partner to suit their needs? 

Knowing and understanding these issues can help broker-dealers plan ahead, be proactive, and avoid having to play catch up.

Time to outline questions you should get answered when considering changing clearing houses. #business #clearing #finserv

What types of transactions occur on behalf of the advisor and their clients inside a clearing firm? What makes clearing firms different from one another?

Independent Broker-Dealers and Registered Investment Advisors are dealing with a dramatically altered fee and technology landscape.

What proactive steps can broker-dealers take to prepare to make to change clearing providers. #brokerdealer #trading #finserv

Financial advisors across the industry have noticed a similar shift in what clients need and expect from RIAs. #value #financialadvisors

Advances in technology have driven change in the financial services industry. #fintech #technology #financialadvisors #success

The importance of being technologically nimble and delivering seamless, outstanding customer service in today’s environment. #financialadvisors

Are email, instant messaging, text messages, and video chat reducing the opportunity to create a real connection?